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Question:

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Who is required to register as a broker-dealer to conduct an EB-5 offering? Who is required to register as a broker-dealer to conduct an EB-5 offering outside the United States?

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Answers:

February 13, 2015 11:29 Ed Beshara

Broker Dealers are registered with the SEC and governed by FINRA the Broker Dealer is permitted to market and sell securities and if they refer investors to the project they can legally receive the finders fee from the project. In addition, it is advisable that agents overseas should direct their marketing efforts under the control and supervision of the Broker Dealer.

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