Issuers of EB-5 securities are often new to running a deal where they structure and then market an investment product. There is often the perception that because EB-5 deals have potential immigration benefits flowing to investors, federal and state securities laws are not central, and minor violations don’t matter. Nothing could be further from the truth. Securities compliance matters in an EB-5 deal. Issuers who don’t play by the rules can land in hot water with the Securities and Exchange Commission (SEC), as well as with state securities law regulators.
Now is the time to get your EB-5 compliance strategy into place, if you have not done so for your deal.
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